SEC Form 4 · accession 0001127602-17-033935
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel D. Woodland
Officer — VP, Marketing
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2017 | S | 2,184 | $93.6552 | D | 15,404 | D | |
| Common Stock | Dec 4, 2017 | M | 3,925 | $42.37 | A | 19,329 | D | |
| Common Stock | Dec 4, 2017 | S | 3,925 | $93.3174 | D | 15,404 | D | |
| Common Stock | Dec 4, 2017 | M | 1,055 | $46.45 | A | 16,459 | D | |
| Common Stock | Dec 4, 2017 | S | 1,055 | $93.3174 | D | 15,404 | D | |
| Common Stock | Dec 4, 2017 | M | 1,403 | $44.10 | A | 16,807 | D | |
| Common Stock | Dec 4, 2017 | S | 1,403 | $93.3174 | D | 15,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $42.37 | Dec 4, 2017 | M | 3,925 | D | Dec 3, 2016 | Dec 3, 2025 | Common Stock | 3,925 | 7,850 | D |
| Stock Options (Right to Buy)F3 | $46.45 | Dec 4, 2017 | M | 1,055 | D | Dec 3, 2015 | Dec 3, 2024 | Common Stock | 1,055 | 1,055 | D |
| Stock Options (Right to Buy)F4 | $44.10 | Dec 4, 2017 | M | 1,403 | D | Dec 3, 2014 | Dec 3, 2023 | Common Stock | 1,403 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F2The vesting date of 25% quarterly per year beginning on the first anniversary of grant date December 3, 2015.
- F3The vesting date of 25% quarterly per year beginning on the first anniversary of grant date December 3, 2014.
- F4The vesting date of 25% quarterly per year beginning on the first anniversary of grant date December 3, 2013.