SEC Form 4 · accession 0001127602-17-033145
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa A Polezoes
Officer — VP, Human Resources
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 1:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | M | 5,745 | $27.94 | A | 9,694 | D | |
| Common Stock | Nov 21, 2017 | S | 5,745 | $102.0805 | D | 3,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $27.94 | Nov 21, 2017 | M | 5,745 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 5,745 | 11,490 | D |
Explanation of responses
- F1With original vesting schedule of 25% quarterly per year beginning on the first anniversary of grant date December 1, 2011.