SEC Form 4 · accession 0001127602-17-024918
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara A Klein
Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 3, 2017 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2017 | M | 10,880 | $22.78 | A | 34,561 | D | |
| Common Stock | Aug 3, 2017 | M | 8,704 | $22.78 | A | 43,265 | D | |
| Common Stock | Aug 3, 2017 | S | 12,502 | $71.6906 | D | 30,763 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $22.78 | Aug 3, 2017 | M | 10,880 | D | Apr 2, 2008 | Apr 2, 2018 | Common Stock | 10,880 | 0 | D |
| Stock Options (Right to Buy)F3 | $22.78 | Aug 3, 2017 | M | 8,704 | D | Apr 2, 2009 | Apr 2, 2018 | Common Stock | 8,704 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of cashless exercise of stock options.
- F2Directors' Initial Non-qualified stock option award vesting schedule: 25% 4/2/08, 25% 4/2/09, 25% 4/2/10, 25% 4/2/11
- F3Directors' Annual (2008) Non-qualified stock option award vesting schedule: 25% 4/2/09, 25% 4/2/10, 25% 4/2/11, 25% 4/2/12