SEC Form 4 · accession 0001127602-17-017479
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Roman
Officer — Corporate Controller
Period of report
May 9, 2017
Accepted (ET)
May 10, 2017 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2017 | M | 4,500 | $44.10 | A | 16,948 | D | |
| Common Stock | May 9, 2017 | S | 4,500 | $77.9852 | D | 12,448 | D | |
| Common Stock | May 9, 2017 | S | 4,045 | $78.0422 | D | 8,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $44.10 | May 9, 2017 | M | 4,500 | D | Dec 3, 2014 | Dec 3, 2023 | Common Stock | 4,500 | 1,500 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22013 (FY14) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017.