SEC Form 4 · accession 0001127602-17-016106
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David H Li
Officer — President and CEO
Period of report
May 1, 2017
Accepted (ET)
May 1, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 1 | $28.62 | A | 72,646 | D | |
| Common Stock | May 1, 2017 | S | 1 | $78.8277 | D | 72,645 | D | |
| Common Stock | May 1, 2017 | M | 19,250 | $46.82 | A | 91,895 | D | |
| Common Stock | May 1, 2017 | S | 19,250 | $78.8277 | D | 72,645 | D | |
| Common Stock | May 1, 2017 | M | 4,000 | $42.37 | A | 76,645 | D | |
| Common Stock | May 1, 2017 | S | 4,000 | $78.8277 | D | 72,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $28.62 | May 1, 2017 | M | 1 | D | Dec 1, 2011 | Dec 1, 2020 | Common Stock | 1 | 0 | D |
| Stock Options (Right to Buy)F3 | $46.82 | May 1, 2017 | M | 19,250 | D | Jan 2, 2015 | Jan 2, 2024 | Common Stock | 19,250 | 19,250 | D |
| Stock Options (Right to Buy)F4 | $42.37 | May 1, 2017 | M | 4,000 | D | Dec 3, 2016 | Dec 3, 2025 | Common Stock | 4,000 | 53,700 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22010 (FY11) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014.
- F32014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018.
- F42015 (FY16) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018, 25% 12/03/2019.