SEC Form 4 · accession 0001127602-17-011229
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernstein H Carol Eckstein
Officer — VP, Sec & General Counsel
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | M | 4,580 | $32.64 | A | 62,414 | D | |
| Common Stock | Mar 8, 2017 | S | 4,580 | $69.6085 | D | 57,834 | D | |
| Common Stock | Mar 9, 2017 | M | 8,699 | $32.64 | A | 66,533 | D | |
| Common Stock | Mar 9, 2017 | S | 8,699 | $69.2896 | D | 57,834 | D | |
| Common Stock | Mar 10, 2017 | M | 7,421 | $32.64 | A | 65,255 | D | |
| Common Stock | Mar 10, 2017 | S | 7,421 | $69.6539 | D | 57,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $32.64 | Mar 8, 2017 | M | 4,580 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 4,580 | 16,120 | D |
| Stock Options (Right to Buy)F2 | $32.64 | Mar 9, 2017 | M | 8,699 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 8,699 | 7,421 | D |
| Stock Options (Right to Buy)F2 | $32.64 | Mar 10, 2017 | M | 7,421 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 7,421 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2013, 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016.