SEC Form 4 · accession 0001127602-17-008227
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa A Polezoes
Officer — VP, Human Resources
Period of report
Feb 24, 2017
Accepted (ET)
Feb 24, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | M | 12,600 | $32.64 | A | 33,707 | D | |
| Common Stock | Feb 24, 2017 | S | 12,600 | $69.5365 | D | 21,107 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $32.64 | Feb 24, 2017 | M | 12,600 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 12,600 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of cashless exercise of stock options.
- F22012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2013, 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016.