SEC Form 4 · accession 0001127602-17-003265
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Birgeneau
Director
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 9:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2017 | M | 6,000 | $44.88 | A | 27,829 | D | |
| Common Stock | Jan 30, 2017 | M | 6,000 | $51.57 | A | 33,829 | D | |
| Common Stock | Jan 30, 2017 | S | 12,000 | $67.4914 | D | 21,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $44.88 | Jan 30, 2017 | M | 6,000 | D | Mar 4, 2015 | Mar 4, 2024 | Common Stock | 6,000 | 0 | D |
| Stock Options (Right to Buy)F2 | $51.57 | Jan 30, 2017 | M | 6,000 | D | Mar 3, 2016 | Mar 3, 2025 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Directors' Annual (2014) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% vested on 3/4/2015.
- F2Directors' Annual (2015) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% vested on 3/8/2016.