SEC Form 4 · accession 0001127602-16-069948
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernstein H Carol Eckstein
Officer — VP, Sec & General Counsel
Period of report
Dec 13, 2016
Accepted (ET)
Dec 13, 2016 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 13,268 | $27.94 | A | 70,987 | D | |
| Common Stock | Dec 13, 2016 | S | 13,268 | $62.5242 | D | 57,719 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $27.94 | Dec 13, 2016 | M | 13,268 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 13,268 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22011 (FY12) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014, 25% 12/1/2015.