SEC Form 4 · accession 0001127602-16-069686
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Roman
Officer — Corporate Controller
Period of report
Dec 9, 2016
Accepted (ET)
Dec 12, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 1,500 | $32.64 | A | 15,719 | D | |
| Common Stock | Dec 9, 2016 | S | 1,500 | $62.4628 | D | 14,219 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $32.64 | Dec 9, 2016 | M | 1,500 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22012 (FY13) Restricted Stock Award Vesting Schedule: 25% 12/03/2013, 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016.