SEC Form 4 · accession 0001127602-16-069340
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel D. Woodland
Officer — VP, Marketing
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 1,107 | $32.64 | A | 11,533 | D | |
| Common Stock | Dec 5, 2016 | S | 1,107 | $59.7307 | D | 10,426 | D | |
| Common Stock | Dec 5, 2016 | M | 1,403 | $44.10 | A | 11,829 | D | |
| Common Stock | Dec 5, 2016 | S | 1,403 | $59.7307 | D | 10,426 | D | |
| Common Stock | Dec 5, 2016 | M | 1,055 | $46.45 | A | 11,481 | D | |
| Common Stock | Dec 5, 2016 | S | 1,055 | $59.7307 | D | 10,426 | D | |
| Common Stock | Dec 5, 2016 | M | 3,925 | $42.37 | A | 14,351 | D | |
| Common Stock | Dec 5, 2016 | S | 3,925 | $59.7307 | D | 10,426 | D | |
| Common Stock | Dec 5, 2016 | S | 709 | $59.9642 | D | 9,717 | D | |
| Common Stock | Dec 5, 2016 | S | 201 | $59.85 | D | 9,515 | D | |
| Common StockF2 | Dec 5, 2016 | A | 8,900 | $0.00 | A | 18,415 | D | |
| Common Stock | Dec 5, 2016 | F | 115 | $60.27 | D | 18,300 | D | |
| Common Stock | Dec 5, 2016 | F | 162 | $60.27 | D | 18,138 | D | |
| Common Stock | Dec 5, 2016 | F | 122 | $60.27 | D | 18,016 | D | |
| Common Stock | Dec 5, 2016 | F | 467 | $60.27 | D | 17,549 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $32.64 | Dec 5, 2016 | M | 1,107 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 1,107 | 0 | D |
| Stock Options (Right to Buy)F5 | $44.10 | Dec 5, 2016 | M | 1,403 | D | Dec 3, 2014 | Dec 3, 2023 | Common Stock | 1,403 | 1,403 | D |
| Stock Options (Right to Buy)F6 | $46.45 | Dec 5, 2016 | M | 1,055 | D | Dec 3, 2015 | Dec 3, 2024 | Common Stock | 1,055 | 2,110 | D |
| Stock Options (Right to Buy)F7 | $42.37 | Dec 5, 2016 | M | 3,925 | D | Dec 3, 2016 | Dec 3, 2025 | Common Stock | 3,925 | 11,775 | D |
| Stock Options (Right to Buy)F8 | $60.27 | Dec 5, 2016 | A | 15,800 | A | Dec 5, 2017 | Dec 5, 2026 | Common Stock | 15,800 | 15,800 | D |
Explanation of responses
- F1Sale to cover exercise price of cashless exercise of stock options.
- F22016 (FY17) Restricted Stock Unit Award Vesting Schedule: 25% 12/05/2017, 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020.
- F3Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan.
- F42012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2013, 25% 12/1/2014, 25% 12/1/2015, 25% 12/1/2016.
- F52013 (FY14) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2014, 25% 12/1/2015, 25% 12/1/2016, 25% 12/1/2017.
- F62014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2015, 25% 12/1/2016, 25% 12/1/2017, 25% 12/1/2018.
- F72015 (FY16) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018, 25% 12/03/2019.
- F82016 (FY17) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/05/2017, 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020.