SEC Form 4 · accession 0001127602-16-069338
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa A Polezoes
Officer — VP, Human Resources
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2016 | A | 6,100 | $0.00 | A | 22,501 | D | |
| Common Stock | Dec 5, 2016 | F | 327 | $60.27 | D | 22,174 | D | |
| Common Stock | Dec 5, 2016 | F | 413 | $60.27 | D | 21,761 | D | |
| Common Stock | Dec 5, 2016 | F | 335 | $60.27 | D | 21,426 | D | |
| Common Stock | Dec 5, 2016 | F | 397 | $60.27 | D | 21,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $60.27 | Dec 5, 2016 | A | 11,000 | A | Dec 5, 2017 | Dec 5, 2026 | Common Stock | 11,000 | 11,000 | D |
Explanation of responses
- F12016 (FY17) Restricted Stock Unit Award Vesting Schedule: 25% 12/05/2017, 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020.
- F2Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan.
- F32016 (FY17) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/05/2017, 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020.