SEC Form 4 · accession 0001127602-16-069324
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernstein H Carol Eckstein
Officer — VP, Sec & General Counsel
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2016 | A | 8,900 | $0.00 | A | 60,463 | D | |
| Common Stock | Dec 5, 2016 | F | 789 | $60.27 | D | 59,674 | D | |
| Common Stock | Dec 5, 2016 | F | 686 | $60.27 | D | 58,988 | D | |
| Common Stock | Dec 5, 2016 | F | 549 | $60.27 | D | 58,439 | D | |
| Common Stock | Dec 5, 2016 | F | 720 | $60.27 | D | 57,719 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $60.27 | Dec 5, 2016 | A | 15,800 | A | Dec 5, 2017 | Dec 5, 2026 | Common Stock | 15,800 | 15,800 | D |
Explanation of responses
- F12016 (FY17) Restricted Stock Unit Award Vesting Schedule: 25% 12/05/2017, 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020.
- F2Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan.
- F32016 (FY17) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/05/2017, 25% 12/05/2018, 25% 12/05/2019, 25% 12/05/2020.