SEC Form 4 · accession 0001127602-16-066681
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Roman
Officer — Corporate Controller
Period of report
Nov 10, 2016
Accepted (ET)
Nov 10, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 1,632 | $27.94 | A | 14,083 | D | |
| Common Stock | Nov 10, 2016 | S | 1,632 | $56.5497 | D | 12,451 | D | |
| Common Stock | Nov 10, 2016 | M | 1,500 | $32.64 | A | 13,951 | D | |
| Common Stock | Nov 10, 2016 | S | 1,500 | $56.5497 | D | 12,451 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $27.94 | Nov 10, 2016 | M | 1,632 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 1,632 | 0 | D |
| Stock Options (Right to Buy)F2 | $32.64 | Nov 10, 2016 | M | 1,500 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F12011 (FY12) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014, 25% 12/1/2015.
- F22012 (FY13) Restricted Stock Award Vesting Schedule: 25% 12/03/2013, 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016.