SEC Form 4 · accession 0001127602-16-065669
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Johnson
Officer — Executive Vice President, CFO
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2016 | M | 18,931 | $28.62 | A | 118,157 | D | |
| Common Stock | Oct 31, 2016 | S | 18,931 | $54.6715 | D | 99,226 | D | |
| Common Stock | Oct 31, 2016 | S | 10,000 | $54.5677 | D | 89,226 | D | |
| Common Stock | Nov 1, 2016 | S | 10,000 | $55.5648 | D | 79,226 | D | |
| Common Stock | holding | — | — | — | 0 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $28.62 | Oct 31, 2016 | M | 18,931 | D | Dec 1, 2011 | Dec 1, 2020 | Common Stock | 18,931 | 0 | D |
Explanation of responses
- F12010 (FY11) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014.