SEC Form 4 · accession 0001127602-16-062202
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Francis Kelly
Officer — VP Corporate Development
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 2:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1 | Sep 6, 2016 | A | 9,321 | $50.33 | A | 9,321 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $50.33 | Sep 6, 2016 | A | 14,730 | A | Sep 6, 2017 | Sep 6, 2026 | Common Stock | 14,730 | 14,730 | D |
Explanation of responses
- F1Sign-on / New Employee: Restricted Stock Unit Award Vesting Schedule: 25% 09/06/2017, 25% 09/06/2018, 25% 09/06/2019, 25% 09/06/2020.
- F2Sign-on / New Employee: Non-Qualified Stock Option Grant Vesting Schedule: 25% 09/06/2017, 25% 09/06/2018, 25% 09/06/2019, 25% 09/06/2020.