SEC Form 4 · accession 0001127602-16-061050
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Birgeneau
Director
Period of report
Aug 23, 2016
Accepted (ET)
Aug 24, 2016 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2016 | M | 6,000 | $33.89 | A | 27,829 | D | |
| Common Stock | Aug 23, 2016 | S | 6,000 | $50.683 | D | 21,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $33.89 | Aug 23, 2016 | M | 6,000 | D | Mar 6, 2013 | Mar 6, 2022 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of cashless exercise of stock options.
- F2Directors' Annual (2012) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"). 100% will vest on 3/6/2013.