SEC Form 4 · accession 0001127602-16-060687
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Pike
Officer — VP, Corporate Development
Period of report
Aug 18, 2016
Accepted (ET)
Aug 19, 2016 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2016 | M | 975 | $32.64 | A | 72,261 | D | |
| Common Stock | Aug 18, 2016 | S | 975 | $50.0119 | D | 71,286 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $32.64 | Aug 18, 2016 | M | 975 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 975 | 4,875 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/3/2013, 25% 12/3/2014, 25% 12/3/2015, 25% 12/3/2016.