SEC Form 4 · accession 0001127602-16-060249
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Pike
Officer — VP, Corporate Development
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2016 | M | 500 | $32.64 | A | 71,286 | D | |
| Common Stock | Aug 11, 2016 | S | 500 | $50.00 | D | 71,286 | D | |
| Common Stock | Aug 15, 2016 | M | 8,344 | $32.64 | A | 79,630 | D | |
| Common Stock | Aug 15, 2016 | S | 8,344 | $50.0735 | D | 71,286 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $32.64 | Aug 11, 2016 | M | 500 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 500 | 14,194 | D |
| Stock Options (Right to Buy)F2 | $32.64 | Aug 15, 2016 | M | 8,344 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 8,344 | 5,850 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/3/2013, 25% 12/3/2014, 25% 12/3/2015, 25% 12/3/2016.