SEC Form 4 · accession 0001127602-16-060224
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ananth Naman
Officer — VP & Chief Technology Officer
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | M | 1,097 | $28.62 | A | 22,593 | D | |
| Common Stock | Aug 12, 2016 | M | 5,984 | $27.94 | A | 28,577 | D | |
| Common Stock | Aug 12, 2016 | M | 4,875 | $32.64 | A | 33,452 | D | |
| Common Stock | Aug 12, 2016 | S | 4,252 | $49.619 | D | 29,200 | D | |
| Common Stock | Aug 12, 2016 | S | 11,956 | $49.627 | D | 17,244 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $28.62 | Aug 12, 2016 | M | 1,097 | D | Dec 1, 2011 | Dec 1, 2020 | Common Stock | 1,097 | 0 | D |
| Stock Options (Right to Buy)F3 | $27.94 | Aug 12, 2016 | M | 5,984 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 5,984 | 5,984 | D |
| Stock Options (Right to Buy)F4 | $32.64 | Aug 12, 2016 | M | 4,875 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 4,875 | 9,750 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22010 (FY11) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014
- F32011 (FY12) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014, 25% 12/1/2015.
- F42012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/3/2013, 25% 12/3/2014, 25% 12/3/2015, 25% 12/3/2016.