SEC Form 4 · accession 0001127602-16-060016
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Pike
Officer — VP, Corporate Development
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | M | 6,311 | $27.94 | A | 77,597 | D | |
| Common Stock | Aug 9, 2016 | S | 6,311 | $50.0473 | D | 71,286 | D | |
| Common Stock | Aug 9, 2016 | M | 4,806 | $32.64 | A | 76,092 | D | |
| Common Stock | Aug 9, 2016 | S | 4,806 | $50.0473 | D | 71,286 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $27.94 | Aug 9, 2016 | M | 6,311 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 6,311 | 0 | D |
| Stock Options (Right to Buy)F3 | $32.64 | Aug 9, 2016 | M | 4,806 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 4,806 | 14,694 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22011 (FY12) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014, 25% 12/1/2015.
- F32012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2013, 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016.