SEC Form 4 · accession 0001127602-16-059555
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Birgeneau
Director
Period of report
Aug 4, 2016
Accepted (ET)
Aug 5, 2016 · 8:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2016 | M | 8,704 | $33.90 | A | 30,533 | D | |
| Common Stock | Aug 4, 2016 | S | 8,704 | $50.0015 | D | 21,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $33.90 | Aug 4, 2016 | M | 8,704 | D | Mar 8, 2012 | Mar 8, 2021 | Common Stock | 8,704 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F2Directors' Annual (2011) Non-Qualified Stock Option Award: 100% will vest on 3/8/2012.