SEC Form 4 · accession 0001127602-16-059452
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David H Li
Officer — President and CEO
Period of report
Aug 3, 2016
Accepted (ET)
Aug 4, 2016 · 10:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2016 | M | 6,745 | $28.62 | A | 66,069 | D | |
| Common Stock | Aug 3, 2016 | S | 6,745 | $50.0488 | D | 59,324 | D | |
| Common Stock | Aug 3, 2016 | M | 12,621 | $27.94 | A | 71,945 | D | |
| Common Stock | Aug 3, 2016 | S | 12,621 | $50.0488 | D | 59,324 | D | |
| Common Stock | Aug 3, 2016 | M | 13,500 | $32.64 | A | 72,824 | D | |
| Common Stock | Aug 3, 2016 | S | 13,500 | $50.0488 | D | 59,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $28.62 | Aug 3, 2016 | M | 6,745 | D | Dec 1, 2011 | Dec 1, 2020 | Common Stock | 6,745 | 1 | D |
| Stock Options (Right to Buy)F3 | $27.94 | Aug 3, 2016 | M | 12,621 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 12,621 | 0 | D |
| Stock Options (Right to Buy)F4 | $32.64 | Aug 3, 2016 | M | 13,500 | D | Dec 3, 2013 | Dec 3, 2022 | Common Stock | 13,500 | 4,500 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22010 (FY11) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014.
- F32011 (FY12) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014, 25% 12/1/2015.
- F42012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2013, 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016.