SEC Form 4 · accession 0001127602-16-059319
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernstein H Carol Eckstein
Officer — VP, Sec & General Counsel
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 7,203 | $21.45 | A | 58,766 | D | |
| Common Stock | Aug 1, 2016 | S | 7,203 | $50.8455 | D | 51,563 | D | |
| Common Stock | Aug 2, 2016 | M | 20,214 | $21.45 | A | 71,777 | D | |
| Common Stock | Aug 2, 2016 | S | 20,214 | $50.2156 | D | 51,563 | D | |
| Common Stock | Aug 2, 2016 | M | 12,500 | $28.62 | A | 64,063 | D | |
| Common Stock | Aug 2, 2016 | S | 12,500 | $50.2156 | D | 51,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $21.45 | Aug 1, 2016 | M | 7,203 | D | Dec 1, 2010 | Dec 1, 2019 | Common Stock | 7,203 | 20,214 | D |
| Stock Options (Right to Buy)F3 | $21.45 | Aug 2, 2016 | M | 20,214 | D | Dec 1, 2010 | Dec 1, 2019 | Common Stock | 20,214 | 0 | D |
| Stock Options (Right to Buy)F4 | $28.62 | Aug 2, 2016 | M | 12,500 | D | Dec 1, 2011 | Dec 1, 2020 | Common Stock | 12,500 | 12,524 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, exercise of stock options.
- F22009 (FY10) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2010, 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013
- F32009 (FY10) Non-Qualified Stock Option Grant Award Vesting Schedule: 25% 12/1/2010, 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013.
- F42010 (FY11) Restricted Stock Award Vesting Schedule: 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014.