SEC Form 4 · accession 0001127602-16-059197
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Noglows
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 11,250 | $25.79 | A | 99,078 | D | |
| Common Stock | Aug 1, 2016 | M | 108,801 | $28.62 | A | 207,879 | D | |
| Common Stock | Aug 1, 2016 | S | 11,250 | $50.4017 | D | 196,629 | D | |
| Common Stock | Aug 1, 2016 | S | 108,801 | $50.4017 | D | 87,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $25.79 | Aug 1, 2016 | M | 11,250 | D | Nov 30, 2008 | Nov 30, 2017 | Common Stock | 11,250 | 46,851 | D |
| Stock Options (Right to Buy)F3 | $28.62 | Aug 1, 2016 | M | 108,801 | D | Dec 1, 2011 | Dec 1, 2020 | Common Stock | 108,801 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, exercise of stock options.
- F22007 Stock Option Grant Award Vesting Schedule: 25% 11/30/08, 25% 11/30/09, 25% 11/30/10, 25% 11/30/11
- F32010 Stock Option Grant Award Vesting Schedule: 25% 12/1/11, 25% 12/1/12, 25% 12/1/13, 25% 12/1/14