SEC Form 4 · accession 0001127602-15-033359
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David H Li
Officer — President and CEO
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2015 | A | 22,000 | $0.00 | A | 61,382 | D | |
| Common Stock | Dec 3, 2015 | F | 467 | $42.37 | D | 60,915 | D | |
| Common Stock | Dec 3, 2015 | F | 459 | $42.37 | D | 60,456 | D | |
| Common Stock | Dec 3, 2015 | F | 405 | $42.37 | D | 60,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $42.37 | Dec 3, 2015 | A | 57,700 | A | Dec 3, 2016 | Dec 3, 2025 | Common Stock | 57,700 | 57,700 | D |
Explanation of responses
- F12015 (FY16) Restricted Stock Unit Award Vesting Schedule: 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018, 25% 12/03/2019.
- F2Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan.
- F32015 (FY16) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018, 25% 12/03/2019.