SEC Form 4 · accession 0001127602-15-032957
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Johnson
Officer — Executive Vice President, CFO
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 3:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | M | 20,672 | $21.45 | A | 117,420 | D | |
| Common Stock | Nov 30, 2015 | S | 20,672 | $41.9767 | D | 96,748 | D | |
| Common Stock | Dec 1, 2015 | F | 994 | $42.44 | D | 95,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $21.45 | Nov 30, 2015 | M | 20,672 | D | Dec 1, 2010 | Dec 1, 2019 | Common Stock | 20,672 | 20,672 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, exercise of stock options.
- F2Withheld to cover for tax purposes as per terms of Omnibus Incentive Plan.
- F32009 (FY10) Non-Qualified Stock Option Grant Award Vesting Schedule: 25% 12/1/2010, 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013