SEC Form 4 · accession 0001127602-15-030782
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Noglows
Officer — Chairman, President & CEO · Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | M | 20,235 | $25.79 | A | 142,634 | D | |
| Common Stock | Nov 5, 2015 | S | 20,235 | $43.0951 | D | 122,399 | D | |
| Common Stock | Nov 6, 2015 | M | 46,851 | $25.79 | A | 169,250 | D | |
| Common Stock | Nov 6, 2015 | S | 46,851 | $43.026 | D | 122,399 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $25.79 | Nov 5, 2015 | M | 20,235 | D | Nov 30, 2008 | Nov 30, 2017 | Common Stock | 20,235 | 58,101 | D |
| Stock Options (Right to Buy)F2 | $25.79 | Nov 6, 2015 | M | 46,851 | D | Nov 30, 2008 | Nov 30, 2017 | Common Stock | 46,851 | 11,250 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, exercise of stock options.
- F22007 Stock Option Grant Award Vesting Schedule: 25% 11/30/08, 25% 11/30/09, 25% 11/30/10, 25% 11/30/11