SEC Form 4 · accession 0001127602-15-010713
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Hill
Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 6,000 | $30.24 | A | 16,500 | D | |
| Common Stock | Mar 6, 2015 | S | 6,000 | $50.4487 | D | 10,500 | D | |
| Common Stock | Mar 6, 2015 | M | 5,625 | $30.24 | A | 16,125 | D | |
| Common Stock | Mar 6, 2015 | S | 5,625 | $50.4487 | D | 10,500 | D | |
| Common Stock | Mar 6, 2015 | M | 1,076 | $35.47 | A | 11,576 | D | |
| Common Stock | Mar 6, 2015 | S | 1,076 | $50.4487 | D | 10,500 | D | |
| Common Stock | Mar 9, 2015 | M | 4,924 | $35.47 | A | 15,424 | D | |
| Common Stock | Mar 9, 2015 | S | 4,924 | $50.8462 | D | 10,500 | D | |
| Common Stock | Mar 9, 2015 | M | 6,000 | $44.88 | A | 16,500 | D | |
| Common Stock | Mar 9, 2015 | S | 6,000 | $50.8462 | D | 10,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $30.24 | Mar 6, 2015 | M | 6,000 | D | Jun 4, 2013 | Jun 4, 2022 | Common Stock | 6,000 | 0 | D |
| Stock Options (Right to Buy)F3 | $30.24 | Mar 6, 2015 | M | 5,625 | D | Jun 4, 2012 | Jun 4, 2022 | Common Stock | 5,625 | 1,875 | D |
| Stock Options (Right to Buy)F4 | $35.47 | Mar 6, 2015 | M | 1,076 | D | Mar 5, 2014 | Mar 5, 2023 | Common Stock | 1,076 | 4,924 | D |
| Stock Options (Right to Buy)F4 | $35.47 | Mar 9, 2015 | M | 4,924 | D | Mar 5, 2014 | Mar 5, 2023 | Common Stock | 4,924 | 0 | D |
| Stock Options (Right to Buy)F5 | $44.88 | Mar 9, 2015 | M | 6,000 | D | Mar 4, 2015 | Mar 4, 2024 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of exercise of stock options.
- F2Directors' Annual (2012) Non-qualified stock option award vesting schedule: 100% on 6/4/2013
- F3Directors' Initial Non-qualified stock option award vesting schedule: 25% 6/4/2012, 25% 6/4/2013, 25% 6/4/2014, 25% 6/4/2015
- F4Directors' Annual (2013) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% vested on 3/5/2014.
- F5Directors' Annual (2014) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% vested on 3/4/2015.