SEC Form 4 · accession 0001127602-15-007249
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Pike
Officer — VP, Corporate Development
Period of report
Feb 19, 2015
Accepted (ET)
Feb 20, 2015 · 9:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2015 | M | 24,806 | $28.62 | A | 91,323 | D | |
| Common Stock | Feb 19, 2015 | S | 24,806 | $51.2829 | D | 66,517 | D | |
| Common Stock | Feb 19, 2015 | M | 18,930 | $27.94 | A | 85,447 | D | |
| Common Stock | Feb 19, 2015 | S | 18,930 | $51.2829 | D | 66,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $28.62 | Feb 19, 2015 | M | 24,806 | D | Dec 1, 2011 | Dec 1, 2020 | Common Stock | 24,806 | 0 | D |
| Stock Options (Right to Buy)F3 | $27.94 | Feb 19, 2015 | M | 18,930 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 18,930 | 6,311 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, exercise of stock options.
- F22010 (FY11) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014.
- F32011 (FY12) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014, 25% 12/1/2015.