SEC Form 4 · accession 0001181431-15-006271
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick C Froehlich
Officer — Chief Commercial Officer
Period of report
Apr 29, 2015
Accepted (ET)
Apr 30, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 29, 2015 | M | 22,584 | — | A | 22,584 | D | |
| Common StockF2 | Apr 29, 2015 | F | 6,176 | — | D | 16,408 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock UnitsF1 | — | Apr 29, 2015 | M | 22,584 | D | Apr 29, 2015 | Apr 29, 2024 | Common Stock | 22,584 | 236,512 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.