SEC Form 4 · accession 0001181431-15-002731
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel R Desimone Jr.
Officer — Executive VP, General Counsel
Period of report
Feb 16, 2015
Accepted (ET)
Feb 18, 2015 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2015 | M | 7,740 | — | A | 98,445 | D | |
| Common StockF2 | Feb 16, 2015 | F | 2,991 | — | D | 95,454 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 16, 2015 | M | 7,740 | D | Feb 16, 2015 | Feb 16, 2022 | Common Stock | 7,740 | 392,921 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.
- F3Includes options to purchase 278,692 shares of common stock and 114,229 Restricted Stock Units.