SEC Form 4 · accession 0001102541-17-000011
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Michael Thurston
Officer — Principal Accounting Officer
Period of report
Feb 18, 2017
Accepted (ET)
Feb 21, 2017 · 8:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2017 | M | 3,250 | — | A | 3,250 | D | |
| Common StockF2 | Feb 18, 2017 | F | 1,241 | — | D | 2,009 | D | |
| Common StockF1 | Feb 19, 2017 | M | 4,687 | — | A | 6,696 | D | |
| Common StockF2 | Feb 19, 2017 | F | 1,520 | — | D | 5,176 | D | |
| Common StockF1 | Feb 20, 2017 | M | 18,757 | — | A | 23,933 | D | |
| Common StockF2 | Feb 20, 2017 | F | 6,182 | — | D | 17,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 18, 2017 | M | 3,250 | D | Feb 18, 2017 | Feb 18, 2026 | Common Stock | 3,250 | 58,443 | D |
| Restricted Stock UnitsF1 | — | Feb 19, 2017 | M | 4,687 | D | Feb 19, 2017 | Feb 19, 2025 | Common Stock | 4,687 | 53,756 | D |
| Restricted Stock UnitsF1 | — | Feb 20, 2017 | M | 18,757 | D | Feb 20, 2017 | Feb 20, 2024 | Common Stock | 18,757 | 34,999 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.