SEC Form 4 · accession 0001102541-17-000010
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick C Froehlich
Officer — EVP, Chief Commercial Officer
Period of report
Feb 18, 2017
Accepted (ET)
Feb 21, 2017 · 8:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2017 | M | 14,970 | — | A | 14,970 | D | |
| Common StockF2 | Feb 18, 2017 | F | 4,094 | — | D | 10,876 | D | |
| Common StockF1 | Feb 19, 2017 | M | 20,599 | — | A | 31,475 | D | |
| Common StockF2 | Feb 19, 2017 | F | 5,633 | — | D | 25,842 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 18, 2017 | M | 14,970 | D | Feb 18, 2017 | Feb 18, 2026 | Common Stock | 14,970 | 268,179 | D |
| Restricted Stock UnitsF1 | — | Feb 19, 2017 | M | 20,599 | D | Feb 19, 2017 | Feb 19, 2025 | Common Stock | 20,599 | 147,580 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.