SEC Form 4 · accession 0001102541-17-000009
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley A Ferguson
Officer — EVP, Corp Dev, Consumer and SB
Period of report
Feb 18, 2017
Accepted (ET)
Feb 21, 2017 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2017 | M | 14,970 | — | A | 187,377 | D | |
| Common StockF2 | Feb 18, 2017 | F | 7,178 | — | D | 180,199 | D | |
| Common StockF1 | Feb 19, 2017 | M | 18,726 | — | A | 198,925 | D | |
| Common StockF2 | Feb 19, 2017 | F | 8,979 | — | D | 189,946 | D | |
| Common StockF1 | Feb 20, 2017 | M | 76,813 | — | A | 266,759 | D | |
| Common StockF2 | Feb 20, 2017 | F | 36,830 | — | D | 229,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 18, 2017 | M | 14,970 | D | Feb 18, 2017 | Feb 18, 2026 | Common Stock | 14,970 | 360,580 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2017 | M | 18,726 | D | Feb 19, 2017 | Feb 19, 2025 | Common Stock | 18,726 | 341,854 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 20, 2017 | M | 76,813 | D | Feb 20, 2017 | Feb 20, 2024 | Common Stock | 76,813 | 165,041 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.
- F3Includes options to purchase 115,284 shares of common stock and 245,296 Restricted Stock Units.
- F4Includes options to purchase 115,284 shares of common stock and 226,570 Restricted Stock Units.
- F5Includes options to purchase 115,284 shares of common stock and 149,757 Restricted Stock Units.