SEC Form 4 · accession 0001102541-17-000008
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph F Eazor
Officer — Chief Executive Officer · Director
Period of report
Feb 18, 2017
Accepted (ET)
Feb 21, 2017 · 8:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2017 | M | 83,167 | — | A | 423,074 | D | |
| Common StockF2 | Feb 18, 2017 | F | 34,888 | — | D | 388,186 | D | |
| Common StockF1 | Feb 19, 2017 | M | 89,887 | — | A | 478,073 | D | |
| Common StockF2 | Feb 19, 2017 | F | 37,707 | — | D | 440,366 | D | |
| Common StockF1 | Feb 20, 2017 | M | 353,343 | — | A | 793,709 | D | |
| Common StockF2 | Feb 20, 2017 | F | 148,226 | — | D | 645,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 18, 2017 | M | 83,167 | D | Feb 18, 2017 | Feb 18, 2026 | Common Stock | 83,167 | 1,518,616 | D |
| Restricetd Stock UnitsF1,F4 | — | Feb 19, 2017 | M | 89,887 | D | Feb 19, 2017 | Feb 19, 2025 | Common Stock | 89,887 | 1,428,729 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 20, 2017 | M | 353,343 | D | Feb 20, 2017 | Feb 20, 2024 | Common Stock | 353,343 | 1,075,386 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.
- F3Includes options to purchase 300,000 shares of common stock and 1,218,616 Restricted Stock Units.
- F4Includes options to purchase 300,000 shares of common stock and 1,128,729 Restricted Stock Units.
- F5Includes options to purchase 300,000 shares of common stock and 775,386 Restricted Stock Units.