SEC Form 4 · accession 0001102541-17-000006
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel R Desimone Jr.
Officer — EVP, General Counsel
Period of report
Feb 18, 2017
Accepted (ET)
Feb 21, 2017 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2017 | M | 11,644 | — | A | 113,906 | D | |
| Common StockF2 | Feb 18, 2017 | F | 5,583 | — | D | 108,323 | D | |
| Common StockF1 | Feb 19, 2017 | M | 13,108 | — | A | 121,431 | D | |
| Common StockF2 | Feb 19, 2017 | F | 6,285 | — | D | 115,146 | D | |
| Common StockF1 | Feb 20, 2017 | M | 53,769 | — | A | 168,915 | D | |
| Common StockF2 | Feb 20, 2017 | F | 25,781 | — | D | 143,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 18, 2017 | M | 11,644 | D | Feb 18, 2017 | Feb 18, 2026 | Common Stock | 11,644 | 238,600 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2017 | M | 13,108 | D | Feb 19, 2017 | Feb 19, 2025 | Common Stock | 13,108 | 225,492 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 20, 2017 | M | 53,769 | D | Feb 20, 2017 | Feb 20, 2024 | Common Stock | 53,769 | 171,723 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.
- F3Includes options to purchase 61,072 shares of common stock and 177,528 Restricted Stock Units.
- F4Includes options to purchase 61,072 shares of common stock and 164,420 Restricted Stock Units.
- F5Includes options to purchase 61,072 shares of common stock and 110,651 Restricted Stock Units.