SEC Form 4 · accession 0001102541-17-000004
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Valerie C Benjamin
Officer — SVP, Human Resources
Period of report
Feb 18, 2017
Accepted (ET)
Feb 21, 2017 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2017 | M | 9,980 | — | A | 33,487 | D | |
| Common StockF2 | Feb 18, 2017 | F | 5,161 | — | D | 28,326 | D | |
| Common StockF1 | Feb 19, 2017 | M | 11,236 | — | A | 39,562 | D | |
| Common StockF2 | Feb 19, 2017 | F | 5,811 | — | D | 33,751 | D | |
| Common StockF1 | Feb 20, 2017 | M | 27,653 | — | A | 61,404 | D | |
| Common StockF2 | Feb 20, 2017 | F | 14,301 | — | D | 47,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 18, 2017 | M | 9,980 | D | Feb 18, 2017 | Feb 18, 2026 | Common Stock | 9,980 | 137,733 | D |
| Restricted Stock UnitsF1 | — | Feb 19, 2017 | M | 11,236 | D | Feb 19, 2017 | Feb 19, 2025 | Common Stock | 11,236 | 126,497 | D |
| Restricted Stock UnitsF1 | — | Feb 20, 2017 | M | 27,653 | D | Feb 20, 2017 | Feb 20, 2024 | Common Stock | 27,653 | 98,844 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.