SEC Form 4 · accession 0001102541-17-000003
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis M Alterman
Officer — Chief Financial Officer
Period of report
Feb 18, 2017
Accepted (ET)
Feb 21, 2017 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2017 | M | 19,960 | — | A | 107,854 | D | |
| Common StockF2 | Feb 18, 2017 | F | 9,570 | — | D | 98,284 | D | |
| Common StockF1 | Feb 19, 2017 | M | 20,599 | — | A | 118,883 | D | |
| Common StockF2 | Feb 19, 2017 | F | 9,877 | — | D | 109,006 | D | |
| Common StockF1 | Feb 20, 2017 | M | 35,257 | — | A | 144,263 | D | |
| Common StockF2 | Feb 20, 2017 | F | 16,905 | — | D | 127,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 18, 2017 | M | 19,960 | D | Feb 18, 2017 | Feb 18, 2026 | Common Stock | 19,960 | 343,171 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 19, 2017 | M | 20,599 | D | Feb 19, 2017 | Feb 19, 2025 | Common Stock | 20,599 | 322,572 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 20, 2017 | M | 35,257 | D | Feb 20, 2017 | Feb 20, 2024 | Common Stock | 35,257 | 287,315 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.
- F3Includes options to purchase 71,785 shares of common stock and 271,386 Restricted Stock Units.
- F4Includes options to purchase 71,785 shares of common stock and 250,787 Restricted Stock Units.
- F5Includes options to purchase 71,785 shares of common stock and 215,530 Restricted Stock Units.