SEC Form 4 · accession 0001102541-17-000001
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph F Eazor
Officer — Chief Executive Officer · Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2017 | M | 83,334 | — | A | 371,031 | D | |
| Common StockF2 | Jan 13, 2017 | F | 31,124 | — | D | 339,907 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 13, 2017 | M | 83,334 | D | Jan 13, 2017 | Jan 13, 2024 | Common Stock | 83,334 | 1,601,783 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.
- F3Includes options to purchase 300,000 shares of common stock and 1,301,783 Restricted Stock Units.