SEC Form 4 · accession 0001102541-16-000086
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis M Alterman
Officer — Chief Financial Officer
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2016 | M | 8,333 | — | A | 91,689 | D | |
| Common StockF2 | Oct 28, 2016 | F | 3,795 | — | D | 87,894 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Oct 28, 2016 | M | 8,333 | D | Oct 28, 2016 | Oct 28, 2024 | Common Stock | 8,333 | 363,131 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.
- F3Includes options to purchase 71,785 shares of common stock and 291,346 Restricted Stock Units