SEC Form 4 · accession 0001102541-16-000085
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Dobbins
Officer — EVP, Network Ops and Carrier
Period of report
Oct 22, 2016
Accepted (ET)
Oct 25, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2016 | M | 5,550 | — | A | 11,877 | D | |
| Common StockF2 | Oct 22, 2016 | F | 2,059 | — | D | 9,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 22, 2016 | M | 5,550 | D | Oct 22, 2016 | Oct 22, 2023 | Common Stock | 5,550 | 233,290 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.