SEC Form 4 · accession 0001102541-16-000035
EarthLink Holdings, LLC · ELNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph F Eazor
Officer — Chief Executive Officer · Director
Period of report
Jan 13, 2016
Accepted (ET)
Jan 15, 2016 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2016 | M | 20,833 | — | A | 164,746 | D | |
| Common StockF2 | Jan 13, 2016 | F | 7,781 | — | D | 156,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 13, 2016 | M | 20,833 | D | Jan 13, 2016 | Jan 13, 2023 | Common Stock | 20,833 | 1,364,338 | D |
Explanation of responses
- F1Vested Restricted Stock Units were converted and distributed to the Reporting Person, without payment, in shares of Common Stock on a unit-for-share basis.
- F2Shares deemed surrendered in payment of tax liability resulting from vesting of Restricted Stock Units.
- F3Includes options to purchase 300,000 shares of common stock and 1,064,338 Restricted Stock Units.