SEC Form 4 · accession 0001102541-15-000016

EarthLink Holdings, LLC · ELNK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Consumer & Small Business

Period of report

Aug 11, 2015

Accepted (ET)

Aug 13, 2015 · 4:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001102541

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Aug 11, 2015	M	84,033	$6.08	A	174,724	D
Common Stock^F1	Aug 11, 2015	F	66,765	$8.79	D	107,959	D
Common Stock^F1	Aug 11, 2015	M	93,750	$7.51	A	201,709	D
Common Stock^F1	Aug 11, 2015	F	84,651	$8.79	D	117,058	D
Common Stock^F1	Aug 11, 2015	M	3,281	$6.90	A	120,339	D
Common Stock^F1	Aug 11, 2015	F	2,811	$8.79	D	117,528	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock options^F1,F2	$6.08	Aug 11, 2015	M	84,033	D	Feb 20, 2014	Feb 20, 2023	Common Stock	84,033	513,388	D
Stock options^F1,F3	$7.51	Aug 11, 2015	M	93,750	D	Feb 16, 2013	Feb 16, 2022	Common Stock	93,750	419,638	D
Stock options^F1,F4	$6.90	Aug 11, 2015	M	3,281	D	Oct 24, 2007	Oct 24, 2016	Common Stock	3,281	416,357	D

F1On August 11, 2015, Mr. Ferguson exercised a total of 181,064 stock options by using a "net exercise" procedure and received 26,837 shares of common stock. No shares were sold in the public markets. On exercising these options, Mr. Ferguson became a stockholder of record with regard to these additional shares of common stock and accordingly will receive quarterly dividends on these shares.
F2Includes options to purchase 241,066 shares of common stock and 272,322 Restricted Stock Units.
F3Includes options to purchase 147,316 shares of common stock and 272,322 Restricted Stock Units.
F4Includes options to purchase 144,035 shares of common stock and 272,322 Restricted Stock Units.