SEC Form 4 · accession 0001477932-17-004989
VIKING ENERGY GROUP, INC. · VKIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Andrew Doris
Officer — President and CEO · Director · 10% Owner
Period of report
Jul 16, 2015
Accepted (ET)
Oct 11, 2017 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF1 | Jul 16, 2015 | P | 14,046 | $0.71 | A | 14,046 | D | |
| Common StockF2 | Jul 28, 2015 | J | 2,000,000 | $0.07 | A | 2,000,000 | D | |
| Series C Preferred StockF3 | May 15, 2017 | P | 14,046 | $1.42 | A | 28,092 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F114,046 shares of Series C Preferred Stock purchased from Tom Simeo for $10,000.
- F22,000,000 shares of Common Stock issued to Mr. Doris in consideration of his forgiveness of $140,770.70 of debt owed to Mr. Doris by the issuer.
- F314,046 shares of Series C Preferred Stock purchased from Tom Simeo for $20,000.