SEC Form 5 · accession 0001493152-18-008443

HighCom Global Security, Inc. · HCGS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Former Officer

Period of report

Dec 31, 2017

Accepted (ET)

Jun 11, 2018 · 11:24 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001102358

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock	Dec 31, 2017	X	26,178,570	$0.01	A	—	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Cont. Promissing Note^F2,F1	$0.01	Jan 26, 2016	X	16,000,000	D	Mar 8, 2011	—	Common stock	16,000,000	37,250,000	D
Options^F3	$0.01	Feb 12, 2018	X	5,238,095	D	Nov 11, 2013	Nov 11, 2023	Common stock	5,238,095	26,178,570	D
Options^F4	$0.01	Feb 12, 2018	X	261,904	D	Mar 25, 2014	Mar 24, 2019	Common stock	261,904	26,178,570	D
Options^F5	$0.01	Feb 12, 2018	X	392,857	D	Mar 10, 2015	Mar 9, 2020	Common stock	392,857	26,178,570	D
Options^F6	$0.01	Feb 12, 2018	X	4,285,214	D	Aug 1, 2015	Aug 30, 2025	Common stock	4,285,214	26,178,570	D

F1Notes were convertible at anytime
F2Includes 21,250,000 options. However 2,500,000 options expired based on retirement date of 12/31/17.
F3Cashless exercise of 10,000,000 shares where 4,761,905 shares cancelled.
F4Cashless exercise of 500,000 shares where option on 238,906 shares were cancelled.
F5Cashless exercise of 750,000 shares where option on 357,143 shares were cancelled.
F6Cashless exercise of 10,000,000 shares where option on 3,214,286 shares were cancelled and 2,500,000 exp