SEC Form 4 · accession 0001493152-18-004950
HighCom Global Security, Inc. · HCGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis Michaud
Officer — CEO and CFO · Director
Period of report
Apr 9, 2018
Accepted (ET)
Apr 9, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102358
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options | $0.11 | Apr 9, 2018 | A | 1,000,000 | A | Apr 9, 2018 | Apr 9, 2023 | Common stock | 1,000,000 | 1,000,000 | D |
| Common Stock OptionsF1 | $0.11 | Apr 9, 2018 | A | 10,000,000 | A | Apr 9, 2018 | Jan 16, 2028 | Common stock | 10,000,000 | 11,000,000 | D |
Explanation of responses
- F1Vest 2,500,000 immediately and vest 2,500,000 on each annual anniversary date thereafter until fully vested.