SEC Form 4 · accession 0001354488-16-006573
HighCom Global Security, Inc. · HCGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Gordon
Officer — CEO, CFO · Director
Period of report
Jan 26, 2016
Accepted (ET)
Mar 15, 2016 · 11:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2016 | X | 16,000,000 | $0.01 | A | 16,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Conv Promissory NoteF1 | $0.01 | Jan 26, 2016 | X | — | D | Mar 8, 2011 | Jan 26, 2016 | Common Stock | 16,000,000 | 21,750,000 | D |
| Common Stock Options/ Warrants | $0.03 | Jan 27, 2016 | E | 1,250,000 | D | Jan 28, 2011 | Jan 27, 2016 | Common Stock | 1,250,000 | 20,500,000 | D |
Explanation of responses
- F1Notes were convertible at any time until retired or converted. The notes were converted on January 26, 2016.
- F2These derivative securities expired on January 27, 2016 and were not exercised. No value was received in connection with their expiration.