SEC Form 4 · accession 0001354488-16-006572
HighCom Global Security, Inc. · HCGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Gordon
Officer — CEO, CFO · Director
Period of report
Sep 14, 2015
Accepted (ET)
Mar 15, 2016 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2015 | X | 3,000,000 | $0.01 | A | 3,000,000 | D | |
| Common Stock | Sep 14, 2015 | G | 3,000,000 | $0.01 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF1 | $0.01 | Sep 14, 2015 | X | — | D | Mar 8, 2011 | — | Common Stock | 3,000,000 | 39,750,000 | D |
| Convertible Promissory NoteF2,F4 | $0.01 | Sep 14, 2015 | H | — | D | Mar 11, 2011 | — | Common Stock | 2,000,000 | 37,750,000 | D |
Explanation of responses
- F1Represents demand convertible notes with no expiration date.
- F2$20,000 in demand notes were retired in exchange for $20,000.
- F3$30,000 demand notes were converted into 3,000,000 shares.
- F4Includes 16,000,000 shares of common stock issuable upon conversion of outstanding convertible notes and 21,750,000 shares issuable upon conversion of outstanding options/warrants.