SEC Form 4 · accession 0001354488-15-005215
HighCom Global Security, Inc. · HCGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
8464081 Canada Inc.
10% Owner
Period of report
Nov 11, 2015
Accepted (ET)
Nov 19, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2015 | X | 5,570,321 | $0.009 | A | 200,528,362 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Promissory NotesF1 | $0.009 | Nov 11, 2015 | A | 50,133 | A | Nov 11, 2015 | Nov 11, 2015 | Common Stock | 5,570,321 | 47,371,814 | D |
| Promissory Notes | $0.009 | Nov 11, 2015 | X | 50,133 | D | Nov 11, 2015 | Nov 11, 2015 | Common Stock | 5,570,321 | 41,801,793 | D |
Explanation of responses
- F1Includes 41,801,793 shares underlying warrants.